On Monday, FINRA announced it was working with the Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB) to hold a Compliance Outreach Program for municipal mar...
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The impact of the bankruptcy of Synapse Financial Technologies Inc. on customers spurred a bipartisan contingent of U.S. senators to call on the company’s numerous partners to promptly make all froz...
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The Commodity Futures Trading Commission released a report on the results of its fourth Supervisory Stress Test (SST) of derivatives clearing organization (DCO) resources. Among the key findings i...
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The Consumer Financial Protection Bureau (CFPB) along with the Federal Housing Finance Agency (FHFA) released a report on the experiences and perceptions of borrowers during the mortgage process. S...
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The Securities Industry and Financial Markets Association (SIFMA), the leading trade association for broker-dealers, investment banks and asset managers, and three other banking trade groups on Friday...
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The Securities and Exchange Commission on June 28 charged Consensys Software Inc., a blockchain software technology company, with failing to register as a broker of crypto asset securities through dig...
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The U.S. Treasury Department and the IRS have released final regulations on the bipartisan Infrastructure Investment and Jobs Act’s (IIJA) reporting requirements for brokers of digital assets. Th...
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Bipartisan legislation introduced by U.S. Rep. Randy Feenstra (R-IA) aims to help America’s small businesses offer paid family and medical leave (PFML) to their employees. “While larger corpora...
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On Thursday, the Securities and Exchange Commission’s Office of the Investor Advocate issued its Report to Congress on its objectives for Fiscal Year 2025. Among the coming year’s priorities, ...
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The Federal Home Loan Bank of Pittsburgh (FHLBank) recently named David G. Paulson as its next president and CEO, effective Dec. 31 upon the retirement of current president and CEO Winthrop Watson. ...
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