The U.S. Department of the Treasury recently proposed guidance governing eligible investments in Trump Accounts, establishing a framework for the designation of eligible investments for future Trump A...
Read More
The U.S. District Court for the Southern District of New York entered supplemental consent orders against Caroline Ellison, former Alameda CEO, and Gary Wang, former Alameda and FTX co-founder, accord...
Read More
The Department of the Treasury and the Internal Revenue Service (IRS) are seeking public comments and requests for a public hearing on proposed regulations that would apply and clarify federal law reg...
Read More
The Securities and Exchange Commission has charged former executives with Texas-based Tricolor Holdings, LLC, for their roles in an alleged multi-year scheme to defraud investors. Daniel Chu, Jero...
Read More
The U.S. Department of the Treasury is seeking public comment on a proposed rule that outlines the Treasury’s implementation of section 3 of the Guiding and Establishing National Innovation for U.S....
Read MoreThe Managed Funds Association (MFA), an organization representing the global alternative asset management industry, recently sent a letter to the House Financial Services Committee, urging policymaker...
Read More
The Consumer Financial Protection Bureau announced it would stop publicizing unverified complaint narratives and visualizations. The CFPB said publication of unverified narratives and associated d...
Read More
U.S. Reps. Janelle Bynum (D-OR) and Young Kim (R-CA) introduced legislation that seeks to provide federal credit unions more flexibility in how they invest their funds. The bipartisan Credit Union ...
Read More
U.S. Sen. Elizabeth Warren (D-MA) has expressed concerns to federal financial regulators about Opportunity Financial’s application to acquire BNC National Bank and become a newly formed bank holding...
Read More
The Securities and Exchange Commission (SEC) recently pressed charges against a New York resident and three entities he owned and controlled with fraud and other violations in connection with unregist...
Read More