SEC seeks public comment on consolidated audit trails, other data sources
The Securities and Exchange Commission is looking for public comments on its comprehensive review of the consolidated audit trail (CAT) and other audit trails and related data sources used in securities regulation. The SEC issued a concept release asking for feedback on CAT funding and cost management, the regulatory purpose of the CAT, the structure and governance of the CAT and its design and scope, as well as its cybersecurity and data privacy. The SEC also is seeking feedback on other au...
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