SEC proposes amendments on ESG reporting rules

By Dave Kovaleski  |   May 27, 2022   |   Federal

The Securities and Exchange Commission (SEC) has proposed amendments to rules on reporting environmental, social, and governance (ESG) factors for investment companies and advisors. The proposed ...

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SEC details Wells Fargo Advisors charges

By Douglas Clark  |   May 24, 2022   |   Federal

The U.S. Securities and Exchange Commission (SEC) recently detailed charges against Wells Fargo Advisors, alleging the company failed to timely file at least 34 Suspicious Activity Reports (SARs). ...

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