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Featured

SEC amends rules defining which investment firms qualify as small entities

By Dave Kovaleski   |   November 6, 2026   |   Featured

The Securities and Exchange Commission (SEC)) is amending rules that define which registered investment companies, investment advisers, and business development companies qualify as small entities.  ...

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‘Vail Resorts has gone downhill,’ says activist investor Oasis

By Kim Riley   |   November 5, 2026   |   Featured

Oasis Management Company has narrowed its proxy fight with Vail Resorts Inc., dropping two of its four director candidates and urging shareholders to elect former Walt Disney CEO Robert Chapek and inv...

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CFTC approves trading of equity perpetual futures contracts

By Dave Kovaleski   |   November 4, 2026   |   Featured

The Commodity Futures Trading Commission (CFTC) announced that equity perpetual futures contracts can begin trading for the first time on designated contract markets on exchanges registered with the S...

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U.S. Treasury announces Fraud Prevention measures in Minnesota

By Liz Carey   |   November 3, 2026   |   Featured

U.S. Secretary of the Treasury Scott Bessent announced several initiatives that would combat fraud in Minnesota. As part of the White House Task Force to Eliminate Fraud, the Treasury department h...

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CooperCompanies ousts CEO, taps new board chair amid investor pressure

By Kim Riley   |   November 2, 2026   |   Featured

CooperCompanies has replaced its CEO, appointed a new executive chairman, and outlined additional board changes following a call by activist investor JANA Partners for sweeping action to address the c...

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Activist investors led by Trian Fund make takeover bid for Wendy’s

By Financial Regulation News Reports   |   October 30, 2026   |   Featured

American billionaire and activist investor Nelson Peltz’s hedge fund Trian Fund Management L.P. on Wednesday led an offer to buy the Wendy’s Company for roughly $1.4 billion and take the fast food...

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DOJ’s Scam Center Strike Force charges six with investment scams

By Dave Kovaleski   |   October 29, 2026   |   Featured

The Department of Justice’s Scam Center Strike Force levied charges against six Africa-based scammers, with connections to Southeast Asia and China. The scammers targeted Americans with fake Nonf...

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Major banks to provide $63B in funding for Anthropic AI compute capacity

By Dave Kovaleski   |   October 28, 2026   |   Featured

Four major banks and financial institutions are lending $63 billion to AI company Anthropic for AI compute capacity using Broadcom technology. The funding, from Bank of America, Blackstone, Citigro...

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After two rejections, Ancora now signals it may pursue a takeover bid to buy all of H.B. Fuller

By Kim Riley   |   October 27, 2026   |   Featured

Activist investment firm Ancora Holdings Group LLC on Tuesday publicly criticized H.B. Fuller’s Board of Directors for rejecting its cash offer to buy the global pureplay adhesives leader’s Buildi...

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Small Business Administration approves HUBZone expansions

By Liz Carey   |   October 27, 2026   |   Featured

The U.S. Small Business Administration announced it had approved expansion petitions in 18 states to create Governor-Designated Covered Areas under the Historically Underutilized Business Zone (HUBZon...

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Cannabis Banking

  • Bill to provide cannabis businesses with banking services introduced in House
  • Pennsylvania AG among coalition urging Congress to pass cannabis banking bill
  • New York State hits $1B in cannabis retail sales
  • AICPA makes recommendations to IRS on cannabis businesses in advance of marijuana reclassification
  • CTrust launches credit scoring platform for cannabis businesses

Digital Currency

  • Blockchain provider gets OCC to charter Ripple National Trust Bank
  • Chinese national extradited for alleged role in cryptocurrency scam
  • Blockchain Association urges Congressional leaders to advance digital tax legislation
  • OCC final rule on implementing GENIUS Act draws feedback from bankers
  • CFTC proposes rule to set regulatory framework for crypto assets
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