Securities and Exchange Commission (SEC) officials have detailed charges against a firm and two individuals, alleging violation of the registration, antifraud, and market manipulation provisions of th...
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Pennsylvanian state officials said time is running out for residents interested in applying for pardons from minor marijuana-related convictions via the PA Marijuana Pardon Project. Over 2,500 peop...
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A new survey released by the Conference of State Bank Supervisors (CSBS) shows how current economic conditions are being felt by community banks. The survey, which polled 500 community banks acros...
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The Consumer Financial Protection Bureau (CFPB) has hit Regions Bank with a penalty for charging customers illegal surprise overdraft fees. The CFPB ordered Regions Bank to pay $50 million to the C...
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Republicans on the House Financial Services Committee, led by ranking member Rep. Patrick McHenry (R-NC), released their capital formation agenda. The agenda seeks to strengthen public markets, he...
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U.S. Sens. Deb Fischer (R-NE) and Mark Warner (D-VA) introduced legislation this week to help Americans protect their savings from changes in inflation by increasing the public’s ability to utilize ...
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Policy and equity were front and center as part of the 5th Annual Cannabis Opportunities Conference held Sept. 23-24 at Temple University. The conference, hosted by Pennsylvania Sen. Shariff State...
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A group of organizations recently forwarded correspondence to lawmakers to express opposition to the Credit Card Competition Act of 2022 (H. 8874). The American Bankers Association, Bank Policy Ins...
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Amid a New York State Department of Labor investigation determining insurance fraud accounted for more than $11 million in benefits payments in August, state officials are outlining suppression effort...
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The American Investment Council (AIC), working with PitchBook, released a new report that examines private equity’s growing investment in “carveouts.” Carveouts are transactions involving non-c...
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New York State Attorney General Letitia James, along with securities regulators from seven states, are suing cryptocurrency companies Nexo Inc. and Nexo Capital Inc. The suit alleges that the compani...
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Sen. Raphael Warnock (D-GA) is advocating maximum flexibility in implementing electric vehicle (EV) tax credit provisions within the Inflation Reduction Act (IRA). Warnock has forwarded corresponde...
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Securities and Exchange Commission (SEC) officials reached a settlement with Oracle Corp. to resolve charges the company violated Foreign Corrupt Practices Act (FCPA) provisions. According to the S...
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The Federal Reserve Board is seeking comments regarding operational risk-management update requirements for certain systemically important financial market utilities (FMUs) under the panel's supervisi...
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The Credit Union National Association (CUNA) has joined the American Association of Credit Union Leagues and state Leagues in advocating for U.S. Congress to assist with certification issues related t...
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Securities and Exchange Commission (SEC) officials have detailed settled charges against mineral production company Compass Minerals International Inc., alleging the firm misled investors. The SEC ...
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A Democratic group of senators recently detailed a discussion draft of legislation that seeks to expand the mental health workforce to provide care for those in need. Senate Finance Committee Chair...
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Nasdaq launched a new business last week called Nasdaq Digital Assets, which will power the digital asset ecosystem and help facilitate broader institutional participation in digital assets. “Nas...
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On Sept. 19, U.S. Reps. Morgan Griffith (R-VA) and Brett Guthrie (R-KY) sent a letter to Food and Drug Administration (FDA) Commissioner Dr. Robert Califf to clarify regulatory processes surrounding c...
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Senate Finance Committee Republicans have forwarded correspondence to Internal Revenue Service (IRS) Commissioner Charles Rettig, seeking details regarding the agency's use of its $80 billion funding ...
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