SEC report examines market equity initiatives

By Douglas Clark   |   October 20, 2021   |   Industry

Securities and Exchange Commission (SEC) personnel said a recently released report stems from examining efforts to make equity markets fair, orderly, and efficient. The Staff Report on Equity and O...

Read More

SEC updates filing fee process

By Douglas Clark   |   October 15, 2021   |   News

Securities and Exchange Commission (SEC) officials have unanimously approved a process modernizing the manner in which filing fees are reported, calculated and paid. Operating companies and investm...

Read More

Lawmakers seek PTC fraud prevention insight from GAO

By Douglas Clark   |   October 8, 2021   |   News

A group of lawmakers have requested the Government Accountability Office (GAO) determine how the Centers for Medicare and Medicaid Services can identify and prevent premium tax credits or PTC fraud. ...

Read More

Study examines stock buyback benefits

By Douglas Clark   |   October 7, 2021   |   Industry

The U.S. Chamber of Commerce’s Center for Capital Markets Competitiveness (CCMC) maintains, via recently released study findings, stock buybacks benefit investors, reduce volatility and promote effi...

Read More