The North American Securities Administrators Association (NASAA), an international organization devoted to investor protection, seeks public comments on proposed revisions to its broker-dealer conduct...
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The Public Company Accounting Oversight Board (PCAOB) published a supplement that provides audit firms with additional guidance regarding remediation. The supplement to its Staff Guidance Concernin...
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U.S. Rep. Roger Williams (R-TX), chair of the House Committee on Small Business, said his committee’s year and a half long investigation into the U.S. Small Business Administration found the agency ...
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The U.S. Treasury Department added nearly 60 military installations across the country to the list of areas under the jurisdiction of the Committee on Foreign Investment in the United States (CFIUS). ...
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The Treasury Department’s Community Development Financial Institutions Fund and the Federal Housing Finance Agency (FHFA) have established a new working group. The CDFI Fund-FHFA Working Group wi...
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A group of Democratic lawmakers recently expressed concerns that Medicare Advantage (MA) is failing to meet its standards. Medicare Advantage is an optional, private insurance alternative to tradit...
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Republican members of the House Financial Services Committee, led by Chair Patrick McHenry (R-MC), provided their input for federal banking regulators on bank-fintech partnerships. In a letter to r...
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The Consumer Financial Protection Bureau (CFPB) fined VyStar Credit Union for its botched rollout of a new online banking system. In May 2022, VyStar transitioned to a new online banking platform t...
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The U.S. Department of the Treasury launched an initiative that identifies objectives and recommendations for policymakers, industry, employers, and community organizations on safe financial products ...
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Two recently introduced congressional bills aim to improve retirement security and help address the financial challenges faced by individuals who leave the workforce to care for loved ones. U.S. ...
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