Credit Suisse Securities has been fined $9 million by the Financial Industry Regulatory Authority (FINRA) for failing to comply with securities rules designed to protect investors. Specifically, Cr...
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Conference of State Bank Supervisors (CSBS) officials said the agency has reached settlements with over 400 mortgage loan originators nationwide in violation of the SAFE Act. The CSBS said the mort...
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A discussion paper that looks at the pros and cons of a potential U.S. central bank digital currency was released by the Federal Reserve Board on Thursday. The paper examines the current state of t...
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The U.S. Securities and Exchange Commission (SEC) has put out a call for candidates to serve on the Investor Advisory Committee. Established under the Dodd-Frank Wall Street Reform and Consumer Pro...
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U.S. Sen. Ron Wyden (D-OR), chair of the Senate Finance Committee, is touting the Congressional Budget Office's (CBO) recent report examining domestic prescription drug spending and pricing. Accord...
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A group of congress members recently requested information from the Commodity Futures Trading Commission (CFTC) on the digital asset marketplace. Specifically, they want to know about its rapid gro...
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A group of cryptocurrency experts conceded the vast energy needs of the burgeoning crypto mining industry but told Congress on Thursday there are many ways to mitigate the growing energy use. “Pe...
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The International Swaps and Derivatives Association (ISDA) said developing contractual standards and documentation templates for digital asset derivatives is a priority this year. "Robust contract...
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U.S. Sens. Elizabeth Warren (D-MA) and Jack Reed (D-RI) recently forwarded correspondence to the Director of the Office of Financial Research (OFR), noting they are encouraging the office to use tools...
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The Antitrust Division of the Justice Department and Federal Trade Commission (FTC) launched an initiative to strengthen enforcement against illegal mergers. Justice Department officials say that ...
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