Securities and Exchange Commission (SEC) officials have detailed a complaint against four underwriting firms, alleging failure to comply with municipal bond offering disclosure requirements. The SE...
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The Financial Industry Regulatory Authority (FINRA) has fined BofA Securities for failing to report over-the-counter (OTC) options positions to the Large Options Positions Reporting system (LOPR). ...
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U.S. Reps. Earl Carter (R-GA) and Doug Lamborn (R-CO) are urging the Biden administration to consider the threats that the potential nationwide legalization of marijuana would pose to the nation's ene...
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U.S. Rep. Ayanna Pressley (D-MA) and U.S. Sen. Elizabeth Warren (D-MA) recently forwarded correspondence to the nine federal student loan servicers, ensuring that borrowers receive accurate and timely...
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Senate Finance Committee Republicans Ranking Member Mike Crapo (R-ID) has introduced legislation that outlines Internal Revenue Service (IRS) audit prohibitions regarding those earning less than $400,...
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A group of U.S. senators is seeking information from Meta CEO Mark Zuckerberg about the company’s efforts to combat cryptocurrency scams on its platforms and hold bad actors accountable. The sena...
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U.S. Sen. Bob Menendez (D-NJ) is advocating the Senate passage of the SAFE Banking Act while also encouraging efforts to strengthen the National Flood Insurance Program (NFIP). Menendez authored th...
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The Securities and Exchange Commission (SEC) is adding two new offices, including one specifically dealing with cryptocurrency filings. Specifically, the SEC will ramp up the Office of Crypto Asset...
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U.S. Sens. Ron Wyden (D-OR) and Mike Crapo (R-ID) introduced legislation on Sept. 8 that seeks to expand access to employer-sponsored retirement plans. The Enhancing American Retirement Now (EARN) ...
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Consumer Financial Protection Bureau (CFPB) and Centers for Medicare & Medicaid Services (CMS) officials have detailed efforts to address illegal nursing home debt collection practices. The agencie...
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