Financial Industry Regulatory Authority (FINRA) officials are detailing the organization's 2023 Examination and Risk Monitoring Program report, which provides firms with compliance program strengtheni...
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U.S. Rep. Earl Carter (R-GA) introduced a bill that would replace the current tax code with a national consumption tax. His bill, the Fair Tax Act (H.R. 25), would eliminate all personal and corporat...
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Citizens Financial Group officials maintain the financial institution's Citizens’ 2023 M&A (mergers and acquisitions) Outlook reflects optimistic company performance expectations and desired growth....
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The Consumer Bankers Association (CBA) is urging the U.S. Small Business Administration (SBA) not to lift the moratorium on the number of non-federally regulated depository institutions that can make ...
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U.S. Reps. Adrian Smith (R-NE) and Michelle Steel (R-CA) recently commended the House of Representatives' advancement of the Family and Small Business Taxpayer Protection Act (H.R. 23), citing the leg...
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The Commodity Futures Trading Commission filed a civil enforcement action this week against Avraham Eisenberg for an alleged fraudulent and manipulative digital assets scheme. The scheme allegedly ...
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The North American Securities Administrators Association (NASAA) released its federal policy agenda for the 118th Congress to help investors and strengthen markets. The agenda advocates for policy ...
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The Independent Community Bankers of America (ICBA) is calling on the Small Business Administration to maintain its moratorium on the number of non-federally regulated institutions, including nonbank ...
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The Securities and Exchange Commission (SEC) took legal action against several individuals and entities for their involvement in a fraudulent investment scheme named CoinDeal. According to the SEC'...
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The Consumer Financial Protection Bureau (CFPB) and the New York State Office of the Attorney General took legal action against auto lender Credit Acceptance Corporation. The two government entitie...
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