SEC reopens Dodd-Frank Act comment component

By Douglas Clark   |   October 18, 2021   |   Federal

Securities and Exchange Commission (SEC) officials said the agency has reopened the comment period regarding proposed rules addressing listing standards for erroneously awarded compensation recovery. ...

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SEC updates filing fee process

By Douglas Clark   |   October 15, 2021   |   News

Securities and Exchange Commission (SEC) officials have unanimously approved a process modernizing the manner in which filing fees are reported, calculated and paid. Operating companies and investm...

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