The Securities and Exchange Commission (SEC) has proposed amendments to rules on reporting environmental, social, and governance (ESG) factors for investment companies and advisors. The proposed ...
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U.S. Sens. Todd Young (R-IN) and Cory Booker (D-NJ) recently introduced the Emergency Savings Act of 2022, which seeks to help Americans save for unexpected expenses without gaining access to their re...
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A group of U.S. Senators introduced legislation that would place a moratorium on mergers and acquisitions in the food and agriculture sector. The Food and Agribusiness Merger Moratorium and Antitr...
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U.S. Rep. Maxine Waters (D-CA) and U.S. Sen. Sherrod Brown (D-OH) have forwarded correspondence to Securities and Exchange Commission (SEC) Chairman Gary Gensler, advocating for the disclosure of stan...
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U.S. Sens. Mitt Romney (R-UT), Richard Burr (R-NC), Tim Scott (R-SC), Bill Cassidy (R-LA), and Thom Tillis (R-NC) recently introduced The Student Loan Accountability Act, which seeks to prohibit the B...
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The National Association of Insurance & Financial Advisors (NAIFA) Foundation for Financial Security is seeking to expand the number of ethical financial services professionals. “NAIFA members pr...
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The Federal Reserve Board issued its annual Economic Well-Being of U.S. Households report, which showed strong numbers, but did not include data from the current economic environment. The report ...
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The Consumer Financial Protection Bureau (CFPB), working with the New York Attorney General, filed a proposed stipulated judgment in federal court to settle its case against an Upstate New York debt c...
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The U.S. Securities and Exchange Commission (SEC) recently detailed charges against Wells Fargo Advisors, alleging the company failed to timely file at least 34 Suspicious Activity Reports (SARs). ...
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U.S. Sen. Tommy Tuberville (R-AL) introduced legislation that would prohibit the U.S. Department of Labor (DOL) from issuing a regulation or guidance that limits the type of investments in a 401(k) pl...
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