U.S. Sen. Ron Wyden (D-OR), Senate Finance Committee ranking member, recently released a request for information on a range of policy proposals aimed at improving long-term care. The request seeks ...
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U.S. Sens. Edward Markey (D-MA) and Elizabeth Warren (D-MA) are urging the Office of the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) to oppose a proposed rul...
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The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee said it will consider IPO modernization efforts and potential policy changes to Regulation Crowdfunding a...
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The U.S. Small Business Administration (SBA) and the U.S. Department of Defense recently announced an agreement that will provide access to capital for small businesses in the defense industrial base....
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A new report from the Congressional Joint Economic Committee (JEC) examines the growing threat that rising interest rates pose to the nation's fiscal stability. The report, titled “Federal Intere...
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The U.S. Department of the Treasury imposed more than $1.21 billion in penalties against Bank of America for violations of anti-money laundering and sanctions laws. This is the third-largest penalt...
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U.S. Rep. Lou Correa (D-CA) recently introduced legislation that seeks to protect people from fraud their partner committed alone. The Bankruptcy Relief for Innocent Partners Act (H.R. 10724) would...
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The Financial Industry Regulatory Authority (FINRA), a not-for-profit organization dedicated to investor protection and market integrity, recently launched one new and two enhanced online tools to emp...
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The Securities and Exchange Commission (SEC) is looking to amend the “cross-trading rule,” which permits transactions in securities between a registered fund and its affiliates. The proposed am...
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Thirty-four state financial regulatory agencies reached a a $2.5 million settlement with Seattle-based Coinme, a cryptocurrency money transmitter and kiosk operator that was accused of violating Bank...
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