Securities and Exchange Commission (SEC) officials have outlined proposed rule changes focusing on Treasury securities clearinghouses oversight. “The Securities and Exchange Commission plays a cr...
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U.S. Rep. Jared Huffman (D-CA) introduced a bill that would allow small cannabis producers to ship and sell their products directly to consumers. The Small and Homestead Independent Producers (SHI...
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U.S. Rep. Mike Bost is touting the House of Representatives' advancement of legislation seeking to enhance Veterans Affairs (VA) home loan financing accessibility. The lawmaker indicated the Improv...
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U.S. Reps. Chris Pappas (D-NH) and Brian Fitzpatrick (R-PA) renewed their call to House leadership to vote on legislation that would ban stock trading by members of Congress. “As we work to ensu...
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U.S. Sens. Cynthia Lummis (R-WY), John Thune (R-SD), Todd Young (R-IN), Shelley Moore Capito (R-WV), Mike Lee (R-UT), and Dan Sullivan (R-AK) forwarded correspondence Tuesday to Federal Trade Commissi...
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Securities and Exchange Commission (SEC) officials have detailed a complaint against four underwriting firms, alleging failure to comply with municipal bond offering disclosure requirements. The SE...
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The Financial Industry Regulatory Authority (FINRA) has fined BofA Securities for failing to report over-the-counter (OTC) options positions to the Large Options Positions Reporting system (LOPR). ...
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U.S. Reps. Earl Carter (R-GA) and Doug Lamborn (R-CO) are urging the Biden administration to consider the threats that the potential nationwide legalization of marijuana would pose to the nation's ene...
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U.S. Rep. Ayanna Pressley (D-MA) and U.S. Sen. Elizabeth Warren (D-MA) recently forwarded correspondence to the nine federal student loan servicers, ensuring that borrowers receive accurate and timely...
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Senate Finance Committee Republicans Ranking Member Mike Crapo (R-ID) has introduced legislation that outlines Internal Revenue Service (IRS) audit prohibitions regarding those earning less than $400,...
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